Chief Compliance Officer · ESP Investment Advisors LLC
James R. Nash
CRD 5203510 · Named on Form ADV at 3 SEC-registered advisers
At a glance
ESP Investment Advisors LLC, an SEC-registered private fund adviser based in Dallas, TX with $1.0 billion in regulatory assets, lists James R. Nash on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name James at 2 other registered advisers.
Firms and roles
- ESP Investment Advisors LLCChief Compliance OfficerPrivate fund adviser · Dallas, TX · $1.0B in regulatory assets
- Neostellar Advisors LLCChief Compliance OfficerAsset manager · New York, NY · $433M in regulatory assets
- M Financial Investment Advisers IncChief Compliance OfficerAsset manager · Portland, OR · $1.0B in regulatory assets
AtlasMembers
James’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (14)
- Thomas O. WhitenerPresident, ESP Investment Advisors LLC
- James W. SpannManaging Director & Compliance Officer, ESP Investment Advisors LLC
- James P. BensonManaging Director, ESP Investment Advisors LLC
- Peter W. AugustiniSenior Vice President, ESP Investment Advisors LLC
- Mark S. HoneyboneSenior Vice President, ESP Investment Advisors LLC
9 more people named with James on the same filings, with titles and firms. Free in Atlas with a free account.
See all 14 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.