Shareholder · Praetorian Guard, A Division of Praetorian Wealth Management,inc
James F. McNulty
CRD 2878496 · Named on Form ADV at one SEC-registered adviser
At a glance
Praetorian Guard, A Division of Praetorian Wealth Management,inc, an SEC-registered wealth manager based in Carmel, CA with $599 million in regulatory assets, lists James F. McNulty on its Form ADV as Shareholder.
Firms and roles
- Praetorian Guard, A Division of Praetorian Wealth Management,incShareholderWealth manager · Carmel, CA · $599M in regulatory assets
AtlasMembers
James’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Richard A. HewittPresident&chief Compliance Officer, Praetorian Guard, A Division of Praetorian Wealth Management,inc
- II J. M. LedzinskiManaging Director, Praetorian Guard, A Division of Praetorian Wealth Management,inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.