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Member · Gagnon Securities, LLC

James Matthew Cappello

CRD 4124259 · Named on Form ADV at one SEC-registered adviser

At a glance

Gagnon Securities, LLC, an SEC-registered broker-dealer firm based in New York, NY with $530 million in regulatory assets, lists James Matthew Cappello on its Form ADV as Member.

Firms and roles

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James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (13)

8 more people named with James on the same filings, with titles and firms. Free in Atlas with a free account.

See all 13 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.