President & Director · OFG Financial Services, Inc.
James Kenneth Ogdon
CRD 351370 · Named on Form ADV at one SEC-registered adviser
At a glance
OFG Financial Services, Inc., an SEC-registered broker-dealer firm based in Topeka, KS with $271 million in regulatory assets, lists James Kenneth Ogdon on its Form ADV as President & Director, a control person.
Firms and roles
- OFG Financial Services, Inc.President & DirectorBroker-dealer firm · Topeka, KS · $271M in regulatory assets
AtlasMembers
James’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Todd Matthew PayneSecretary-Treasurer, Director & CCO, OFG Financial Services, Inc.
- Tyler John McMasterSenior Vice President, OFG Financial Services, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.