President, Chief Compliance Officer · Heffernan Advisory, Inc.
James D. Hoyt
CRD 2264252 · Named on Form ADV at one SEC-registered adviser
At a glance
Heffernan Advisory, Inc., an SEC-registered wealth manager based in Flagstaff, AZ with $410 million in regulatory assets, lists James D. Hoyt on its Form ADV as President, Chief Compliance Officer, a control person.
Firms and roles
- Heffernan Advisory, Inc.President, Chief Compliance OfficerWealth manager · Flagstaff, AZ · $410M in regulatory assets
AtlasMembers
James’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Francis M. HeffernanDirector, Heffernan Advisory, Inc.
- Blake A. ThibaultDirector, Heffernan Advisory, Inc.
- Jennifer A MahoneySecretary, Heffernan Advisory, Inc.
- Philip MortimerTreasurer, Heffernan Advisory, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.