Chief Compliance Officer · Winthrop Capital Management
James B. Horrey
CRD 7425687 · Named on Form ADV at one SEC-registered adviser
At a glance
Winthrop Capital Management, an SEC-registered asset manager based in Carmel, IN with $4.0 billion in regulatory assets, lists James B. Horrey on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Winthrop Capital ManagementChief Compliance OfficerAsset manager · Carmel, IN · $4.0B in regulatory assets
AtlasMembers
James’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Gregory J. HahnPresident, Winthrop Capital Management
- Adam C CoonsChief Investment Officer, Winthrop Capital Management
- Emilomo OhiomahChief Operations Officer, Winthrop Capital Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.