Chief Compliance Officer · Truepoint, Inc.
James R. Hadaway
CRD 3070075 · Named on Form ADV at 9 SEC-registered advisers
At a glance
Truepoint, Inc., an SEC-registered wealth manager based in Cincinnati, OH with $6.4 billion in regulatory assets, lists James R. Hadaway on its Form ADV as Chief Compliance Officer. The SEC filings also name James at 8 other registered advisers.
Firms and roles
- Truepoint, Inc.Chief Compliance OfficerWealth manager · Cincinnati, OH · $6.4B in regulatory assets
- Burling Wealth PartnersChief Compliance OfficerWealth manager · Chicago, IL · $1.0B in regulatory assets
- Goodman Financial CorporationChief Compliance OfficerWealth manager · Houston, TX · $916M in regulatory assets
- Chicory WealthChief Compliance OfficerWealth manager · United States · $840M in regulatory assets
- ABG ConsultantsChief Compliance OfficerAsset manager · Cottonwood Heights, UT · $697M in regulatory assets
- Fiduciary Advisors, LLCChief Compliance OfficerAsset manager · Cottonwood Heights, UT · $520M in regulatory assets
- Z3 Capital PartnersChief Compliance OfficerWealth manager · Richmond, VA · $467M in regulatory assets
- Prometheus Capital Management Corp.Chief Compliance OfficerWealth manager · Yardley, PA · $398M in regulatory assets
- Rightwealth Advisors, LLCChief Compliance OfficerWealth manager · Miamisburg, OH · $229M in regulatory assets
AtlasMembers
James’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 9 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
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Colleagues named on the same filings (26)
- Michael J. ChasnoffFounder and Chairman, Truepoint, Inc.
- John S. EvansShareholder, Truepoint, Inc.
- Steven T. CondonChief Executive Officer & Shareholder, Truepoint, Inc.
- Scott M. KellerChief Information Officer & Shareholder, Truepoint, Inc.
- Steven R. ResnikMember and Managing Director, Burling Wealth Partners
21 more people named with James on the same filings, with titles and firms. Free in Atlas with a free account.
See all 26 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.