Adviser and broker representative · Lincoln Investment
James F. Guy Jr.
CRD 4859692 · Independence, OH
At a glance
James F. Guy Jr. is an investment adviser representative with Lincoln Investment in Independence, OH, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on James’s SEC record dates to 2011, about 15 years ago. James is also registered as a broker representative.
Current advisory firms
- Lincoln InvestmentSince July 2017Independence, OH · $22B in regulatory assets
- Capital AnalystsSince March 2024Independence, OH · $8.8B in regulatory assets
SEC adviser record
- Registered since
- 2011 (15 years)
- Designations
- None on file
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
James’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.