Chief Compliance Officer and Vice President of Finance · Caprock Partners Management, Inc.
James M. Gill
CRD 7054325 · Named on Form ADV at one SEC-registered adviser
At a glance
Caprock Partners Management, Inc., an SEC-registered private fund adviser based in Newport Beach, CA with $1.5 billion in regulatory assets, lists James M. Gill on its Form ADV as Chief Compliance Officer and Vice President of Finance, a control person.
Firms and roles
- Caprock Partners Management, Inc.Chief Compliance Officer and Vice President of FinancePrivate fund adviser · Newport Beach, CA · $1.5B in regulatory assets
AtlasMembers
James’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Gerald N. PharrisChairman, Caprock Partners Management, Inc.
- Jonathan M. PharrisPresident, Caprock Partners Management, Inc.
- Patrick B. DanielsCEO, Caprock Partners Management, Inc.
- Craig M. MotichkoChief Financial Officer, Caprock Partners Management, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.