Principal & Senior Financial Counselor · Cabot Wealth Management
James M. Gasparello
CRD 1470145 · Named on Form ADV at one SEC-registered adviser
At a glance
Cabot Wealth Management, an SEC-registered wealth manager based in Beverly, MA with $1.2 billion in regulatory assets, lists James M. Gasparello on its Form ADV as Principal & Senior Financial Counselor, a control person.
Firms and roles
- Cabot Wealth ManagementPrincipal & Senior Financial CounselorWealth manager · Beverly, MA · $1.2B in regulatory assets
AtlasMembers
James’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Sonia L. ErnstPrincipal & Manager of Operations and Trading, Cabot Wealth Management
- Gregory A StevensPrincipal, CCO, Cabot Wealth Management
- Thomas C. VautinPrincipal, Cabot Wealth Management
- Craig E. GorylPrincipal -- Chief Investment Offiicer, Cabot Wealth Management
- Tyler O. SwaimAdvisor, Cabot Wealth Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.