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Managing Member/chief Executive Officer · Pricap Advisors LLC

James S. Ely

CRD 2362790 · Named on Form ADV at one SEC-registered adviser

At a glance

Pricap Advisors LLC, an SEC-registered wealth manager based in New York, NY with $42 million in regulatory assets, lists James S. Ely on its Form ADV as Managing Member/chief Executive Officer, a control person.

Firms and roles

  • Pricap Advisors LLCManaging Member/chief Executive OfficerWealth manager · New York, NY · $42M in regulatory assets

AtlasMembers

James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.