Member & Chief Compliance Officer · Elco Management Company, LLC
James H. Elliot
CRD 2284949 · Named on Form ADV at one SEC-registered adviser
At a glance
Elco Management Company, LLC, an SEC-registered wealth manager based in New York, NY with $261 million in regulatory assets, lists James H. Elliot on its Form ADV as Member & Chief Compliance Officer, a control person.
Firms and roles
- Elco Management Company, LLCMember & Chief Compliance OfficerWealth manager · New York, NY · $261M in regulatory assets
AtlasMembers
James’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Paul ElliotManaging Member, Elco Management Company, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.