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Shareholder/chief Compliance Officer/chief Operating Officer · Provident Trust Company

James R. Daley

CRD 6046719 · Named on Form ADV at one SEC-registered adviser

At a glance

Provident Trust Company, an SEC-registered wealth manager based in Waukesha, WI with $6.9 billion in regulatory assets, lists James R. Daley on its Form ADV as Shareholder/chief Compliance Officer/chief Operating Officer, a control person.

Firms and roles

  • Provident Trust CompanyShareholder/chief Compliance Officer/chief Operating OfficerWealth manager · Waukesha, WI · $6.9B in regulatory assets

AtlasMembers

James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

2 more people named with James on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.