Adviser and broker representative · Stifel, Nicolaus & Company, Incorporated
James T. Ciccone
CRD 6685446 · Garden City, NY
At a glance
James T. Ciccone is an investment adviser representative with Stifel, Nicolaus & Company, Incorporated in Garden City, NY, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on James’s SEC record dates to 2022, about 4 years ago. James is also registered as a broker representative.
Current advisory firm
- Stifel, Nicolaus & Company, IncorporatedSince June 2022Garden City, NY · $198B in regulatory assets
SEC adviser record
- Registered since
- 2022 (4 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
James’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at Stifel, Nicolaus & Company, Incorporated
- Lisa J. AbramsonGarden City
- David AsulinGarden City
- Fredrick R. BennettGarden City
- Michael G. CicconeGarden City
- Robert P. CodignottoGarden City
- Michael H. CohenGarden City
- Stephen J. CohenGarden City · Certified Financial Planner
- Lawrence J. ConnellyGarden City
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