Member · Domini Impact Investments LLC
James E. Brooks
CRD 1572854 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Domini Impact Investments LLC, an SEC-registered asset manager based in New York, NY with $2.4 billion in regulatory assets, lists James E. Brooks on its Form ADV as Member. The SEC filings also name James at 1 other registered adviser.
Firms and roles
- Domini Impact Investments LLCMemberAsset manager · New York, NY · $2.4B in regulatory assets
- Equity Resource Investments, LLCMemberPrivate fund adviser · Cambridge, MA · $1.3B in regulatory assets
AtlasMembers
James’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- Locked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (20)
- Amy D. ThorntonChairperson, Member and Manager, Domini Impact Investments LLC
- Carole M. LaibleCEO, Member and Manager, Domini Impact Investments LLC
- Maurizio TalliniChief Compliance Officer and Member, Domini Impact Investments LLC
- Megan L. DunphyGeneral Counsel and Member, Domini Impact Investments LLC
- Thomas R. AppletonTrustee, the Michael P. Thornton Qtip Trust, Domini Impact Investments LLC
15 more people named with James on the same filings, with titles and firms. Free in Atlas with a free account.
See all 20 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.