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President, Chief Compliance Officer · JLB & Associates Inc

James E. Bashaw

CRD 4907540 · Named on Form ADV at one SEC-registered adviser

At a glance

JLB & Associates Inc, an SEC-registered wealth manager based in Plymouth, MI with $893 million in regulatory assets, lists James E. Bashaw on its Form ADV as President, Chief Compliance Officer, a control person.

Firms and roles

  • JLB & Associates IncPresident, Chief Compliance OfficerWealth manager · Plymouth, MI · $893M in regulatory assets

AtlasMembers

James’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.