Chief Operating Officer, Chief Compliance Officer, Principal · LDR Capital Management, LLC
James W. Ancey
CRD 1258268 · Named on Form ADV at one SEC-registered adviser
At a glance
LDR Capital Management, LLC, an SEC-registered asset manager based in New York, NY with $397 million in regulatory assets, lists James W. Ancey on its Form ADV as Chief Operating Officer, Chief Compliance Officer, Principal, a control person.
Firms and roles
- LDR Capital Management, LLCChief Operating Officer, Chief Compliance Officer, PrincipalAsset manager · New York, NY · $397M in regulatory assets
AtlasMembers
James’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Lawrence D. RaimanCIO & Managing Principal, LDR Capital Management, LLC
- Marc H. SulamPrincipal, LDR Capital Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For James’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.