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Chief Compliance Officer · Ancora Retirement Plan Advisors, LLC

Irene R. Walters

CRD 4833663 · Named on Form ADV at one SEC-registered adviser

At a glance

Ancora Retirement Plan Advisors, LLC, an SEC-registered asset manager based in Cleveland, OH with $1.5 billion in regulatory assets, lists Irene R. Walters on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Irene’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Irene’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.