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Member · WAX Asset Management LLC

Ingrid K. Wax

CRD 6631931 · Named on Form ADV at one SEC-registered adviser

At a glance

WAX Asset Management LLC, an SEC-registered wealth manager with $181 million in regulatory assets, lists Ingrid K. Wax on its Form ADV as Member, a control person.

Firms and roles

AtlasMembers

Ingrid’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Evan H. WaxManaging Member/chief Compliance Officer, WAX Asset Management LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ingrid’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.