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President, Chief Compliance Officer · Smith W B & Co Inc

III W. B. Smith

CRD 4380354 · Named on Form ADV at one SEC-registered adviser

At a glance

Smith W B & Co Inc, an SEC-registered asset manager with $324 million in regulatory assets, lists III W. B. Smith on its Form ADV as President, Chief Compliance Officer, a control person.

Firms and roles

  • Smith W B & Co IncPresident, Chief Compliance OfficerAsset manager · United States · $324M in regulatory assets

AtlasMembers

III’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For III’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.