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Wealth Manager, Managing Member, & Chief Compliance Officer · Scherer Financial Advisory Services, LLC

Ian M. O'Shea

CRD 5799698 · Named on Form ADV at one SEC-registered adviser

At a glance

Scherer Financial Advisory Services, LLC, an SEC-registered wealth manager based in Dallas, TX with $158 million in regulatory assets, lists Ian M. O'Shea on its Form ADV as Wealth Manager, Managing Member, & Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Ian’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Scott S. SchererManaging Member & Wealth Manager, Scherer Financial Advisory Services, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.