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Director of Financial Planning · Prestige Wealth Management Group, LLC

Howard J. Spivack

CRD 1746929 · Named on Form ADV at one SEC-registered adviser

At a glance

Prestige Wealth Management Group, LLC, an SEC-registered wealth manager based in Flemington, NJ with $666 million in regulatory assets, lists Howard J. Spivack on its Form ADV as Director of Financial Planning, a control person.

Firms and roles

AtlasMembers

Howard’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Roy E. WilliamsManaging Member, President, CEO, Chief Compliance Officer, Prestige Wealth Management Group, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Howard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.