Investment adviser representative · Holmes Investment Management, Inc.
Howard J. Holmes
CRD 4602838 · Brockton, MA
At a glance
Howard J. Holmes is an investment adviser representative with Holmes Investment Management, Inc. in Brockton, MA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Howard’s SEC record dates to 1999, about 27 years ago. Designations on file: Chartered Financial Analyst.
Current advisory firm
- Holmes Investment Management, Inc.Since August 1999Brockton, MA · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 1999 (27 years)
- Designations
- Chartered Financial Analyst
- Exams
- –
- Registered in
- 3 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Howard’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.