Owner/chief Compliance Officer · Redeem Wealth Management
Houston J. Friend
CRD 6560237 · Named on Form ADV at one SEC-registered adviser
At a glance
Redeem Wealth Management, an SEC-registered wealth manager based in Gilbert, AZ with $119 million in regulatory assets, lists Houston J. Friend on its Form ADV as Owner/chief Compliance Officer, a control person.
Firms and roles
- Redeem Wealth ManagementOwner/chief Compliance OfficerWealth manager · Gilbert, AZ · $119M in regulatory assets
AtlasMembers
Houston’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Jeremy E. SharpManaging Partner/managing Member, Redeem Wealth Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Houston’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.