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Chief Compliance Officer · BCG Securities, Inc.

Holley Watson Taylor

CRD 4171040 · Named on Form ADV at 2 SEC-registered advisers

At a glance

BCG Securities, Inc., an SEC-registered broker-dealer firm based in Cherry Hill, NJ with $894 million in regulatory assets, lists Holley Watson Taylor on its Form ADV as Chief Compliance Officer. The SEC filings also name Holley at 1 other registered adviser.

Firms and roles

  • BCG Securities, Inc.Chief Compliance OfficerBroker-dealer firm · Cherry Hill, NJ · $894M in regulatory assets
  • Horace Mann Investors, Inc.President and Chief Compliance OfficerBroker-dealer firm · Springfield, IL · $0M in regulatory assets

AtlasMembers

Holley’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Holley’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.