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COO and Head of ETF Operations · Rayliant Investment Research

Himanshu S. Surti

CRD 6929060 · Named on Form ADV at one SEC-registered adviser

At a glance

Rayliant Investment Research, an SEC-registered asset manager based in Walnut, CA with $203 million in regulatory assets, lists Himanshu S. Surti on its Form ADV as COO and Head of ETF Operations, a control person.

Firms and roles

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Himanshu’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Jason HsuChief Investment Officer, Rayliant Investment Research
  • Joshua N. KatzChief Compliance Officer, Rayliant Investment Research
  • Phillip S. WoolChief Executive Officer and Chief Research Officer, Rayliant Investment Research

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Himanshu’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.