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Chief Compliance & Client Services Officer (CCO/Cso) · 5t Wealth, LLC

Hien L. Scozzafava

CRD 3020995 · Named on Form ADV at one SEC-registered adviser

At a glance

5t Wealth, LLC, an SEC-registered wealth manager based in Napa, CA with $331 million in regulatory assets, lists Hien L. Scozzafava on its Form ADV as Chief Compliance & Client Services Officer (CCO/Cso), a control person.

Firms and roles

  • 5t Wealth, LLCChief Compliance & Client Services Officer (CCO/Cso)Wealth manager · Napa, CA · $331M in regulatory assets

AtlasMembers

Hien’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Hien’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.