Chief Compliance Officer · FCA Partners, LLC
Henry Tran
CRD 4953170 · Named on Form ADV at 4 SEC-registered advisers
At a glance
FCA Partners, LLC, an SEC-registered asset manager based in Charlotte, NC with $910 million in regulatory assets, lists Henry Tran on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Henry at 3 other registered advisers.
Firms and roles
- FCA Partners, LLCChief Compliance OfficerAsset manager · Charlotte, NC · $910M in regulatory assets
- Baker Street Advisors, LLCChief Compliance OfficerWealth manager · SAN Francisco, CA · $21B in regulatory assets
- Greensledge Asset Management LLCChief Compliance OfficerPrivate fund adviser · Glastonbury, CT · $593M in regulatory assets
- Andra Capital LLCChief Compliance OfficerPrivate fund adviser · SAN Francisco, CA · $477M in regulatory assets
AtlasMembers
Henry’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 4 firmsLocked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (19)
- Albert P. LindemannManaging Partner, FCA Partners, LLC
- Edward M. CherryManaging Partner, FCA Partners, LLC
- Jeffrey W. ColinManaging Member, Baker Street Advisors, LLC
- Christopher J. WilkensPartner & CEO, Baker Street Advisors, LLC
- James E. MilliganPartner, Baker Street Advisors, LLC
14 more people named with Henry on the same filings, with titles and firms. Free in Atlas with a free account.
See all 19 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Henry’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.