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Managing Member and Chief Compliance Officer · Henry Bragg & Co.

Henry S. Bragg

CRD 5162603 · Named on Form ADV at one SEC-registered adviser

At a glance

Henry Bragg & Co., an SEC-registered wealth manager based in Houston, TX with $469 million in regulatory assets, lists Henry S. Bragg on its Form ADV as Managing Member and Chief Compliance Officer, a control person.

Firms and roles

  • Henry Bragg & Co.Managing Member and Chief Compliance OfficerWealth manager · Houston, TX · $469M in regulatory assets

AtlasMembers

Henry’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Henry’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.