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Chief Legal Officer & Chief Compliance Officer · Stone Temple Partners LLC

Helen N. Shin

CRD 7217097 · Named on Form ADV at one SEC-registered adviser

At a glance

Stone Temple Partners LLC, an SEC-registered wealth manager based in New York, NY with $669 million in regulatory assets, lists Helen N. Shin on its Form ADV as Chief Legal Officer & Chief Compliance Officer, a control person.

Firms and roles

  • Stone Temple Partners LLCChief Legal Officer & Chief Compliance OfficerWealth manager · New York, NY · $669M in regulatory assets

AtlasMembers

Helen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Helen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.