Chairman · Pacific Income Advisers Inc
Heather Una Baines
CRD 2173889 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Pacific Income Advisers Inc, an SEC-registered asset manager based in EL Segundo, CA with $2.2 billion in regulatory assets, lists Heather Una Baines on its Form ADV as Chairman, a control person. The SEC filings also name Heather at 1 other registered adviser.
Firms and roles
- Pacific Income Advisers IncChairmanAsset manager · EL Segundo, CA · $2.2B in regulatory assets
- Syndicated Capital, Inc.Trustee of Baines & McAdams Living TrustBroker-dealer firm · Brea, CA · $142M in regulatory assets
AtlasMembers
Heather’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (8)
- Denise M. AdamczykChief Compliance Officer, Pacific Income Advisers Inc
- Austin W. RutledgeManaging Director/treasurer, Pacific Income Advisers Inc
- Adilberto A. TorresManaging Director/secretary, Pacific Income Advisers Inc
- Joseph E. McAdamsCeo/president, Pacific Income Advisers Inc
- Timothy B. TarpeningManaging Director/portfolio Strategist, Pacific Income Advisers Inc
3 more people named with Heather on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Heather’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.