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Chief Compliance Officer · Whittier Advisors, LLC

Heather N. Slate

CRD 2698629 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Whittier Advisors, LLC, an SEC-registered asset manager based in Newport Beach, CA with $1.9 billion in regulatory assets, lists Heather N. Slate on its Form ADV as Chief Compliance Officer. The SEC filings also name Heather at 1 other registered adviser.

Firms and roles

  • Whittier Advisors, LLCChief Compliance OfficerAsset manager · Newport Beach, CA · $1.9B in regulatory assets
  • Climate InvestmentChief Compliance OfficerPrivate fund adviser · Houston, TX · $831M in regulatory assets

AtlasMembers

Heather’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

2 more people named with Heather on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Heather’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.