Chief Compliance Officer / Chief Operating Officer · Savoir Faire Capital Management, LP
Harold B. Wofsey
CRD 5907349 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Savoir Faire Capital Management, LP, an SEC-registered private fund adviser based in Norwalk, CT with $390 million in regulatory assets, lists Harold B. Wofsey on its Form ADV as Chief Compliance Officer / Chief Operating Officer, a control person. The SEC filings also name Harold at 1 other registered adviser.
Firms and roles
- Savoir Faire Capital Management, LPChief Compliance Officer / Chief Operating OfficerPrivate fund adviser · Norwalk, CT · $390M in regulatory assets
- Basso Capital Management, L.P.Chief Compliance OfficerWealth manager · Stamford, CT · $2.6B in regulatory assets
AtlasMembers
Harold’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Brian M. CrombieManaging Director, Savoir Faire Capital Management, LP
- Dwight C. NelsonFounding Managing Partner, Basso Capital Management, L.P.
- Stephen M. BowleyChief Financial Officer, Basso Capital Management, L.P.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Harold’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.