Owner and Chief Compliance Officer · ARX Private Wealth
Haley M. Schwartz
CRD 6022987 · Named on Form ADV at one SEC-registered adviser
At a glance
ARX Private Wealth, an SEC-registered wealth manager based in Lancaster, PA with $114 million in regulatory assets, lists Haley M. Schwartz on its Form ADV as Owner and Chief Compliance Officer, a control person.
Firms and roles
- ARX Private WealthOwner and Chief Compliance OfficerWealth manager · Lancaster, PA · $114M in regulatory assets
AtlasMembers
Haley’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Tyler L. HarrisOwner and Chief Investment Officer, ARX Private Wealth
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Haley’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.