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Chief Compliance Officer · Clifford Swan Investment Counselors

Gretchen E. Lee

CRD 2610857 · Named on Form ADV at one SEC-registered adviser

At a glance

Clifford Swan Investment Counselors, an SEC-registered wealth manager based in Pasadena, CA with $4.5 billion in regulatory assets, lists Gretchen E. Lee on its Form ADV as Chief Compliance Officer.

Firms and roles

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Gretchen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (8)

3 more people named with Gretchen on the same filings, with titles and firms. Free in Atlas with a free account.

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Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Gretchen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.