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Managing Director and Chief Compliance Officer · Concorde Investment Management

Gregory B. Wood

CRD 6387437 · Named on Form ADV at one SEC-registered adviser

At a glance

Concorde Investment Management, an SEC-registered wealth manager based in Dallas, TX with $376 million in regulatory assets, lists Gregory B. Wood on its Form ADV as Managing Director and Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Gregory’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Gary B. WoodManaging Director and President, Concorde Investment Management
  • John A. StetterVice President and Director, Concorde Investment Management

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Gregory’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.