Senior Managing Director and Chief Compliance Officer and Shareholder · Paradigm Asset Management
Gregory Pai
CRD 4370616 · Named on Form ADV at one SEC-registered adviser
At a glance
Paradigm Asset Management, an SEC-registered asset manager based in White Plains, NY with $442 million in regulatory assets, lists Gregory Pai on its Form ADV as Senior Managing Director and Chief Compliance Officer and Shareholder, a control person.
Firms and roles
- Paradigm Asset ManagementSenior Managing Director and Chief Compliance Officer and ShareholderAsset manager · White Plains, NY · $442M in regulatory assets
AtlasMembers
Gregory’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- James E. FrancisManaging Member, Chief Executive Officer and Chief Investment Officer and Shareholder, Paradigm Asset Management
- Jeffrey E. MarcusSenior Portfolio Manager and Shareholder, Paradigm Asset Management
- Odalisse M. SosaChief Administrative Officer and Shareholder, Paradigm Asset Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Gregory’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.