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Founder/chief Investment Officer/chief Compliance Officer/chief Financial Officer · Alumina Investment Management

Gregory A. Kares

CRD 6071237 · Named on Form ADV at one SEC-registered adviser

At a glance

Alumina Investment Management, an SEC-registered asset manager based in Charlotte, NC with $5.3 billion in regulatory assets, lists Gregory A. Kares on its Form ADV as Founder/chief Investment Officer/chief Compliance Officer/chief Financial Officer, a control person.

Firms and roles

  • Alumina Investment ManagementFounder/chief Investment Officer/chief Compliance Officer/chief Financial OfficerAsset manager · Charlotte, NC · $5.3B in regulatory assets

AtlasMembers

Gregory’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Gregory’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.