Director · SFE Investment Counsel Inc.
Gregory C. Giauque
CRD 2988413 · Named on Form ADV at one SEC-registered adviser
At a glance
SFE Investment Counsel Inc., an SEC-registered wealth manager based in LOS Angeles, CA with $748 million in regulatory assets, lists Gregory C. Giauque on its Form ADV as Director, a control person.
Firms and roles
- SFE Investment Counsel Inc.DirectorWealth manager · LOS Angeles, CA · $748M in regulatory assets
AtlasMembers
Gregory’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (6)
- Jon M. KmettPresident, Director & CFO, SFE Investment Counsel Inc.
- Teri M. McCaslandVP, & Director, SFE Investment Counsel Inc.
- David J. ThomsenVP, Director, Business Development, SFE Investment Counsel Inc.
- James T. MoylanVice President/co-Chief Investment Officer, SFE Investment Counsel Inc.
- Charles E. BohlenVice President, Co-Chief Investment Officer, SFE Investment Counsel Inc.
1 more person named with Gregory on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Gregory’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.