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Head of Investment Operations · Santander Securities

Gregory Brogan

CRD 6694296 · Named on Form ADV at one SEC-registered adviser

At a glance

Santander Securities, an SEC-registered broker-dealer firm based in Boston, MA with $3.1 billion in regulatory assets, lists Gregory Brogan on its Form ADV as Head of Investment Operations, a control person.

Firms and roles

  • Santander SecuritiesHead of Investment OperationsBroker-dealer firm · Boston, MA · $3.1B in regulatory assets

AtlasMembers

Gregory’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (9)

4 more people named with Gregory on the same filings, with titles and firms. Free in Atlas with a free account.

See all 9 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Gregory’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.