Director · Osaic Institutions, Inc.
Gregory Allen Cornick
CRD 3132991 · Named on Form ADV at one SEC-registered adviser
At a glance
Osaic Institutions, Inc., an SEC-registered broker-dealer firm based in Meriden, CT with $6.5 billion in regulatory assets, lists Gregory Allen Cornick on its Form ADV as Director, a control person.
Firms and roles
- Osaic Institutions, Inc.DirectorBroker-dealer firm · Meriden, CT · $6.5B in regulatory assets
AtlasMembers
Gregory’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Stephen Paul AmarantePresident, CEO and Director, Osaic Institutions, Inc.
- Matthew Adam SchlueterDirector and Executive Vice President Operations and Technology Solutions, Osaic Institutions, Inc.
- James Dale PriceChairman, Osaic Institutions, Inc.
- Dori Jamille HammondChief Compliance Officer, Osaic Institutions, Inc.
- Christopher Mills MitchellCorporate Treasurer, Financial and Operations Principal, Osaic Institutions, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Gregory’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.