Director of Compliance · Context Capital Management LLC
Grace M. Brescia
CRD 2103142 · Named on Form ADV at one SEC-registered adviser
At a glance
Context Capital Management LLC, an SEC-registered private fund adviser based in Greenwich, CT with $8.0 billion in regulatory assets, lists Grace M. Brescia on its Form ADV as Director of Compliance, a control person.
Firms and roles
- Context Capital Management LLCDirector of CompliancePrivate fund adviser · Greenwich, CT · $8.0B in regulatory assets
AtlasMembers
Grace’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (8)
- Michael S. RosenManaging Member and Chief Executive Officer, Context Capital Management LLC
- William D. FertigManaging Member, Context Capital Management LLC
- Charles E. CarnegieManaging Member and Chief Investment Officer, Context Capital Management LLC
- Teagan G. SemanChief Financial Officer, Context Capital Management LLC
- Chesley D. BerlinghofManaging Director, Convertible Trading, Context Capital Management LLC
3 more people named with Grace on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Grace’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.