Managing Member/chief Compliance Officer · Independent Solutions Wealth Management, LLC
Glenn C. Wiggle
CRD 2730675 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Independent Solutions Wealth Management, LLC, an SEC-registered wealth manager based in Williamsville, NY with $1.5 billion in regulatory assets, lists Glenn C. Wiggle on its Form ADV as Managing Member/chief Compliance Officer, a control person. The SEC filings also name Glenn at 1 other registered adviser.
Firms and roles
- Independent Solutions Wealth Management, LLCManaging Member/chief Compliance OfficerWealth manager · Williamsville, NY · $1.5B in regulatory assets
- Neiman Funds Management LLCChief Compliance Officer, MemberAsset manager · Williamsvillie, NY · $41M in regulatory assets
AtlasMembers
Glenn’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Michael S. LomasManaging Member, Independent Solutions Wealth Management, LLC
- Michael F. ZimmerChief Operations Officer, Independent Solutions Wealth Management, LLC
- Daniel D. NeimanPresident, Neiman Funds Management LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Glenn’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.