Chief Compliance Officer for Investment Adviser · Deutsche Bank Securities Inc.
Gleennia T Napper
CRD 6161268 · Named on Form ADV at one SEC-registered adviser
At a glance
Deutsche Bank Securities Inc., an SEC-registered broker-dealer firm based in New York, NY with $0 in regulatory assets, lists Gleennia T Napper on its Form ADV as Chief Compliance Officer for Investment Adviser.
Firms and roles
- Deutsche Bank Securities Inc.Chief Compliance Officer for Investment AdviserBroker-dealer firm · New York, NY · $0M in regulatory assets
AtlasMembers
Gleennia’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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Colleagues named on the same filings (9)
- Tiberio MassaroDirector/chief Financial Officer/finop, Deutsche Bank Securities Inc.
- Christopher LeonardDirector/chief Executive Officer/president, Deutsche Bank Securities Inc.
- David SantoreChief Legal Officer, Deutsche Bank Securities Inc.
- Dominick III PetruccelliDirector, Deutsche Bank Securities Inc.
- Sebastian Benjamin TigerChief Compliance Officer, Deutsche Bank Securities Inc.
4 more people named with Gleennia on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Gleennia’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.