Adviser and broker representative · Morgan Stanley

Gerard S. Spiegel Jr.

CRD 2373040 · Westport, CT

At a glance

Gerard S. Spiegel Jr. is an investment adviser representative with Morgan Stanley in Westport, CT, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Gerard’s SEC record dates to 1993, about 32 years ago. Gerard is also registered as a broker representative.

Current advisory firm

Morgan StanleySince June 2009Westport, CT · $1.96T in regulatory assets

SEC adviser record

Registered since: 1993 (32 years)
Designations: None on file
Exams: Series 63, Series 65
Registered in: 3 states
Also a broker representative: Yes
Disclosures on record: Yes, see the SEC record

AtlasMembers

Gerard’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website: Locked
Previous firms, with start and end dates: 2 firmsLocked
Employment history: Locked
States they’re registered in: Locked
Outside business activities: Locked
When they joined their current firm, and their firm’s growth: Locked

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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.

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