Managing Member & Chief Compliance Officer · Delta Financial Advisors, L.L.C.
Gerard A. Plauche
CRD 2423209 · Named on Form ADV at one SEC-registered adviser
At a glance
Delta Financial Advisors, L.L.C., an SEC-registered wealth manager based in Metairie, LA with $592 million in regulatory assets, lists Gerard A. Plauche on its Form ADV as Managing Member & Chief Compliance Officer, a control person.
Firms and roles
- Delta Financial Advisors, L.L.C.Managing Member & Chief Compliance OfficerWealth manager · Metairie, LA · $592M in regulatory assets
AtlasMembers
Gerard’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Catherine M. JohnsonMember, Delta Financial Advisors, L.L.C.
- Ainsley D. BishopMember/chief Investment Officer, Delta Financial Advisors, L.L.C.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Gerard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.