Chief Operating Officer · Harraden Circle Investments, LLC
George E. Roeck
CRD 4411063 · Named on Form ADV at one SEC-registered adviser
At a glance
Harraden Circle Investments, LLC, an SEC-registered private fund adviser based in New York, NY with $563 million in regulatory assets, lists George E. Roeck on its Form ADV as Chief Operating Officer, a control person.
Firms and roles
- Harraden Circle Investments, LLCChief Operating OfficerPrivate fund adviser · New York, NY · $563M in regulatory assets
AtlasMembers
George’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Frederick V. Fortmiller JrManaging Member, Harraden Circle Investments, LLC
- David MogilenskyChief Financial Officer/ Chief Compliance Officer, Harraden Circle Investments, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For George’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.