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Member, Chief Compliance Officer · AJ Advisors

George A. Quinn

CRD 5700466 · Named on Form ADV at one SEC-registered adviser

At a glance

AJ Advisors, an SEC-registered wealth manager based in Nashville, TN with $394 million in regulatory assets, lists George A. Quinn on its Form ADV as Member, Chief Compliance Officer, a control person.

Firms and roles

  • AJ AdvisorsMember, Chief Compliance OfficerWealth manager · Nashville, TN · $394M in regulatory assets

AtlasMembers

George’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For George’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.