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Member and Chief Compliance Officer · Grace Capital Management, LLC

George R. Duff

CRD 2768560 · Named on Form ADV at one SEC-registered adviser

At a glance

Grace Capital Management, LLC, an SEC-registered wealth manager based in Austin, TX with $109 million in regulatory assets, lists George R. Duff on its Form ADV as Member and Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

George’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For George’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.