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Chief Compliance Officer · Lorne Steinberg Wealth Management Inc.

Geoffrey Smith

CRD 6865874 · Named on Form ADV at one SEC-registered adviser

At a glance

Lorne Steinberg Wealth Management Inc., an SEC-registered wealth manager based in Montreal, Quebec, Canada with $814 million in regulatory assets, lists Geoffrey Smith on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Geoffrey’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Lorne SteinbergChief Executive Officer, Lorne Steinberg Wealth Management Inc.
  • liam A. cardPresident, Lorne Steinberg Wealth Management Inc.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Geoffrey’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.